20 August 2018 - 21 August 2018
IOSCO Asia Pacific Hub – Asia Pacific Group Workshop on Countering Money Laundering and Terrorism Financing in Securities Markets
Recognising the evolving nature of financial crime threats and vulnerabilities, the IOSCO Asia Pacific Hub together with the Asia Pacific Group (APG) on Money Laundering organised a 2-day Workshop to enhance the understanding of relevant AML/CTF risks in securities markets and key issues impacting regulators and firms. Delivered by subject matter experts, the Workshop also reviewed the application of the Financial Action Task Force (FATF) Recommendations to the securities sector, and key regulatory and supervisory focus areas in AML/CTF compliance, including the use of thematic inspections, regulatory guidance and regulatory actions to mitigate ML/TF risks and breaches.
For details of the Workshop, please refer to the programme.